On June 11, 2006, the National Association of Insurance Commissioners (NAIC) amended its Model Regulation Requiring Annual Audited Financial Statements to include Sarbanes-Oxley Act requirements. The amendments relate to auditor independence, corporate governance, and internal control over financial reporting.

With a scheduled effective date of December 31, 2010, it is important to start the planning process today.
Is your company prepared?

Join us for a FREE webinar to understand the Model Audit Rule Amendment and how Compliance 360’s software can help you streamline preparation and automate compliance management with this ruling.

  During this FREE webinar, you will learn the:
 

Purpose and impact of the “Model Audit Rule” Amendment

 

Key requirements of the “Model Audit Rule” Amendment

 

Risk areas typical of an Insurance Enterprise

 

Difference between the Model Audit Rule vs. Sarbanes Oxley Section 404

 

Ability to automate management of the “Model Audit Rule” through Compliance 360

 

 

Speaker:
Keith Keller, CPA, CFSA, CBA
Managing Director
Callaway Partners, A Huron Consulting Group Practice

 

 
This free webinar is sponsored by Compliance 360, Inc.
 
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Speakers Bio: Keith Keller, Managing Director of Callaway Partners, leads Callaway’s Corporate Governance, Internal Audit, Sarbanes-Oxley and Financial Services Practices. With a 30+ year career in the accounting and consulting fields, he has extensive experience with capital markets operations, corporate governance, internal auditing, compliance with Sarbanes-Oxley, risk assessment methodologies and internal control process reviews.

Prior to Callaway Partners, Keith served as Deputy Chief Auditor and Senior Vice President at Wachovia Corporation, a partner within the enterprise risk services group at Deloitte & Touche, LLP, and was a partner at Arthur Andersen, LLP in Atlanta for eight years. Keith has a bachelor’s degree in accounting from University of Illinois and received a master’s degree in finance from the University of Chicago. He is a Certified Public Accountant, Certified Financial Services Auditor and Certified Bank Auditor. He is a member of the AICPA, the Georgia CPA Society and the Institute of Internal Auditors.

About Compliance 360: Compliance 360 provides a comprehensive software solution that effectively manages ALL compliance activities across the entire enterprise. Our hosted, on-demand solution gives managers a global view of compliance and governance to help you consistently stay on top of your world.

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Web: www.compliance360.com

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