On June 11, 2006,
the National Association of Insurance Commissioners (NAIC) amended
its Model Regulation Requiring Annual Audited Financial
Statements to include Sarbanes-Oxley Act requirements. The amendments
relate to auditor independence, corporate governance, and internal control
over financial reporting.
With a scheduled
effective date of December 31, 2010, it is important to start the planning
process today.
Is your company prepared?
Join us for a FREE webinar
to understand the Model Audit Rule Amendment and how Compliance 360’s
software can help you streamline preparation and automate compliance
management with this ruling.
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During
this FREE webinar, you will learn the: |
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Purpose
and impact of the “Model
Audit Rule” Amendment
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Key
requirements of the “Model Audit
Rule” Amendment
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Risk areas typical of an Insurance Enterprise
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Difference
between the Model Audit Rule vs. Sarbanes Oxley Section 404
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Ability to
automate management of the “Model Audit
Rule” through Compliance 360
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Speaker:
Keith Keller, CPA, CFSA, CBA
Managing Director
Callaway Partners, A Huron Consulting Group Practice
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This
free webinar is sponsored by Compliance 360, Inc.
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This event has already taken place.
Replay this recorded webinar
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Speakers Bio:
Keith Keller, Managing Director of Callaway Partners, leads Callaway’s
Corporate Governance, Internal Audit, Sarbanes-Oxley and
Financial Services Practices. With a 30+ year career in
the accounting and
consulting fields, he has extensive experience with capital
markets operations, corporate governance, internal auditing,
compliance with Sarbanes-Oxley, risk assessment methodologies and
internal
control process reviews.
Prior to Callaway Partners,
Keith served as Deputy Chief Auditor and Senior Vice President at
Wachovia Corporation, a partner within
the enterprise risk services group at Deloitte & Touche, LLP,
and was a partner at Arthur Andersen, LLP in Atlanta for
eight years. Keith
has a bachelor’s degree in accounting from University
of Illinois and received a master’s degree in finance from the
University of Chicago. He is a Certified Public Accountant,
Certified Financial Services Auditor and Certified Bank Auditor.
He is a member
of the AICPA, the Georgia CPA Society and the Institute of
Internal Auditors.
About
Compliance 360: Compliance
360 provides a comprehensive software solution that
effectively manages ALL compliance activities across
the entire enterprise. Our
hosted, on-demand solution gives managers a global
view of compliance and governance to help you consistently
stay on
top of your world.
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Compliance 360, Inc., 1185 Sanctuary Parkway,
Suite 250, Alpharetta, GA 30004
Tel: 678.992.0262 Fax: 678.992.0266
Web: www.compliance360.com
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